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(Q)    CIRCULARS

 

Version: 31 January 2005

 

MINISTRY OF EDUCATION

 

HIGHER EDUCATION MANAGEMENT INFORMATION SYSTEM

 

CIRCULAR 4:   SEPTEMBER 2004

 

1      Use in 2005 of Report 151 for technikons

2      The “2% test” in the calculation of course credit values

3      Reporting of MBA and BEd Honours degrees at Technikons/Universities of Technologies

4      Reporting of qualifications in VALPAC

5      Exemption of certain graduate diplomas from directive on coding of courses offered at different levels

6      Registration of students for research courses

7      Use of entry category “first time entering undergraduate”

8      Amendment to directive on use of primary qualification indicator

9      NSFAS data and HEMIS

10    Data on intended majors or fields of study

11    Requirements of National Learner Record Data base

12    Change of institutional code numbers from 2005

 

 

1          USE IN 2005 OF REPORT 151 FOR TECHNIKONS

 

A revised version of Report 151: Formal Technikon Instructional Programmes in the RSA  was released during 2004. The Department has decided that this 2004 edition will be the last version issued of Report 151. The Department has consulted with the CTP on the matter. The CTP supports this decision, and recommends that a workshop be held to ensure that all institutions would eventually be able to respond to the new process. The Department intends to hold a workshop during the first half of 2005 to discuss the implications of this decision.

 

This decision carries the following implications:

 

¨       The Department will no longer create unique qualification and instructional offering codes. Institutions introducing new qualifications and/or new instructional offerings must generate their codes.

 

¨       Institutions may continue to use the 2004 version of Report 151 when determining the credit values of courses offered in 2005. They must not however make use of versions of Report 151 published before 2003.

 

¨        Institutions must continue to take account of the directives in paragraphs 1 and 2 of HEMIS Circular 3 of May 2003 concerning the calculation of credit values (a) for masters and doctoral courses, and (b) for courses in curricula which deviate from the prescriptions of Report 151. These paragraphs require institutions to use the methodology prescribed for universities when calculating credit values for masters and doctoral courses, and for courses in curricula which are not consistent with Report 151. 

 

¨       Institutions may, when determining their 2005 course credit values, employ the methodology used in the calculation of credit values for university undergraduate and postgraduate courses. Note would however have to be taken of the new directive in section 2 below.

 

2          THE “2% TEST” AND THE CALCULATION OF COURSE CREDIT VALUES

 

The procedures for the calculation of credit values for non-research courses require that institutions do the following:

 

¨       They must take the credit values previously calculated for a programme of studies for a qualification, and must assign these values to all the courses actually passed by the graduates of that qualification in a given year. They must then determine whether the total of credits passed divided by the total of graduates equals the approved formal time for the qualification.

 

¨       If the average of credits passed by graduates does not equal the approved formal time, then the institution is required to make upward or downward adjustments to the credit values.

 

When these procedures for the calculation of credit values were first introduced in the early 1980s, the average total of credits per graduate was permitted to differ by 2% from the approved formal time for a qualification. If, for example, the average total of credits passed per graduate for a qualification with an approved formal time of 3 years was 3.06, then no adjustment was required. If the average was (say) 3.10 or 2.90, then the institution would have to adjust credit values until they fell in the range 2.94 to 3.06. This became known as “applying the 2% test” to credit values.

 

This test was introduced at a time when it was expected that many institutions would have to do the required calculations manually, and that adjustments would, as a consequence, be difficult to make. The introduction of modern software systems has led to a situation in which the testing of credit values can be done mechanically and with high degrees of accuracy. The introduction of these software systems has also led to a situation in which the credit values of many institutions are inflated programmatically by 2%. One consequence of this inflation of credit values is that the FTE enrolled student total of the public higher education system is likely to be over-stated each year by at least 5 000.

 

The Department believes that this over-statement of FTE student enrolments is not acceptable, particularly in a context in which institutional and national enrolment plans have to be presented to and approved by the Minister of Education.

 

The Department has decided that, with effect from the 2005 academic year, tests of credit values must be amended in such a way as to ensure that the average of credits passed per graduate equals the approved formal time for a qualification. A 2% deviation will no longer be permitted.

 

3          REPORTING OF MBA AND BEd HONOURS DEGREES AT TECHNIKONS

 

Report 150 on technikon qualifications does not make provision for the offering of MBA degrees in technikons. A few technikons are nevertheless offering MBA degrees on a provisional basis, pending the final outcome of the CHE’s review of the MBA. To deal with these cases it has been agreed that students will be funded, but at the levels which currently apply to university MBA degrees. This implies that courses in the first year of a technikon MBA have to be coded as preparatory postdiplomate (with a subsidy weighting = 1), and courses in the second year must be coded as lower postdiplomate (with a weighting = 2).

 

Courses in the BEd (Hons) must be reported by technikons at lower postdiplomate level, and not at masters level as has been done by some institutions.

 

4          REPORTING OF QUALIFICATIONS IN VALPAC

 

It has come to the attention of the Department that a number of institutions are reporting their programmes and not the qualifications approved for funding in the QUAL file. Because some institutions wish to continue to record programmes as well as qualifications, the Department has decided to add an additional element to the QUAL file for the 2005 reporting year. This new element will enable institutions to report both their qualifications approved for funding and their programmes. Specifications will be circulated to all institutions as soon as they have been completed.

 

5          EXEMPTION OF CERTAIN GRADUATE DIPLOMAS FROM DIRECTIVE

            ON CODING OF COURSES AT DIFFERENT LEVELS

 

In paragraph 7 of HEMIS Circular 2 (dated October 2002) the Department laid down this directive:

 

If a course is offered at a number of levels, then it must be coded at the lowest level at which it may be taken.

 

The directive implies that if courses appear in the curriculum of a postgraduate diploma and in that of a masters degree, then they must be coded at preparatory postgraduate level, which is regarded as undergraduate-equivalent for the purposes of the new funding grid.

 

The Department has received representations about this ruling from two universities offering graduate diplomas which had been introduced before 1986 (the year Report 116 became policy). The Department has agreed that the courses offered in these pre-1986 graduate diplomas can be coded at masters level, on the understanding (a) that these diplomas did not carry the Report 116 title of “Postgraduate Diploma in ---“, and (b) that their content was of a level and standard similar to that of a course-work masters degree.

 

Institutions which believe that any of their pre-1986 graduate diplomas qualify for similar exemptions are invited to submit detailed applications to the Deputy Director-General: Higher Education.

 

 

6          REGISTRATION OF STUDENTS FOR RESEARCH COURSES

 

Institutions are reminded that HEMIS rules require the setting of a census date for each course for which a student may be registered, including the research components of masters and doctoral programmes.

 

This implies that a student may be registered for a research course only if she/he can be described as an “active student” on the specified census day.

 

 

7          USE OF CATEGORY “FIRST TIME ENTERING UNDERGRADUATE”

 

The Department’s recent analyses of HEMIS student data suggest that the entry category “first time entering undergraduate” is not being used in a consistent way across the higher education system.

 

Institutions are reminded that the following conditions apply to use of this entry category:

 

¨       The person concerned must have met the formal entry requirements for higher education study; ie must have at least a grade 12 pass or an appropriate exemption certificate.

 

¨       This person must be registered for at least one course which forms part of the curriculum of an approved higher education qualification.

 

¨       The person must not have been registered at any time in the past, at any higher education institution, for a course which forms part of the curriculum of an approved higher education qualification.

 

The main inconsistencies in reporting in 2003 occurred with qualifications offered as part of teacher up-grading programmes. For example, some institutions reported all those involved in these programmes as “first-time entering undergraduates” on the grounds that they had not had previous experience of higher education studies. This would be correct only if those reported in this way had studied previously for teaching qualifications which required only a grade 10 (or Standard 8) pass as an entry requirement. If their previous teaching qualifications had required Grade 12 (or Standard 10) passes as entry requirements, then these students would have to be placed in the “transfer undergraduate” category.

 

The Department requests institutions to check the ways in which they are classifying new students as either “first time entering undergraduates” or “transfer undergraduates”, and to ensure that these categories are used correctly.

 

 

8          AMENDMENT TO DIRECTIVE ON USE OF PRIMARY QUALIFICATION INDICATOR

 

In paragraph 8 of HEMIS circular 2 of October 2002, the Department said this:

 

Institutions are reminded that only the primary qualification for which a student is registered should appear in the HEMIS student (STUD) file. --- Registrations for other qualifications must be recorded in the course and registration (CREG) file only.

 

The Department’s view remains that only the primary qualification should appear in the HEMIS STUD file.

 

The Department accepts however that this directive is not easy to apply in cases where an institution registers a student simultaneously for more than one qualification, or where a student changes qualifications during an academic year. The Department has decided that it will treat cases such as these in the following ways:

 

¨       It will permit more than one qualification to be listed against the same student in the STUD file.

 

¨       Occasional student status will not however be regarded as a qualification for this purpose. If a student is registered for a formal qualification and is given occasional status in respect of certain courses, then the formal qualification only must be listed in the STUD file. The courses which the student is following in terms of her/his occasional registration must appear only in the course registration (CREG) file.

 

¨       If a student is registered for more than one formal qualification in the STUD file, then only the highest qualification will be picked up and used in the calculation of HEMIS head count tables. If the multiple qualifications are of the same qualification type, then the only the first record on the file will be used for the calculation of head count tables.

 

 

9          DATA ON INTENDED MAJOR OR PRINCIPAL FIELDS OF STUDY

 

Institutions are reminded that accurate data on the intended majors of students is essential for the production of tables such as Student Table 2.12, which plays a key role in the student enrolment and programme approval process. It must be stressed (a) that HEMIS makes provision for the intended major to be recorded independently of the courses for which a student may be registered in a given year, and (b) that the practice of deriving intended majors from course registrations produces data tables which are often misleadingly wrong. If this has not already been done, institutions must amend registration procedures to ensure that the intended major field is recorded each year for each student.

 

 

10         NSFAS STATUS IN HEMIS RECORDS

 

HEMIS makes provision for the NSFAS status of each student to be recorded each year. The Department has nevertheless found that there are major gaps in the NSFAS records of certain institutions. The incomplete nature of these records has hindered the Department from making system-wide studies of the academic progress of NSFAS students. Institutions are therefore asked:

 

¨       to ensure that the NSFAS status of all students is reflected in their 2003 and later HEMIS submissions;

 

¨       to assist the Department in the filling in of missing HEMIS records from the data for 2000-2002.

 

The Department’s HEMIS staff has begun asking institutions to submit electronic copies of NSFAS awards so that the gaps in the national data base can be filled.

 

11         REQUIREMENTS OF NATIONAL LEARNER RECORD DATA BASE

 

The Department reached agreement with SAQA, soon after the HEMIS system was introduced, that data required for the National Learner Record Data Base (NLRD) would be derived directly from the HEMIS national data base. The implication of this was that SAQA would not itself approach each higher education institution for data required for the NLRD.

 

SAQA has informed the Department that it is experiencing increasing problems with what it describes as “orphan records” in HEMIS. These are, for example, course registration records which cannot be matched to student properties such as race, gender or address. These orphan records are a consequence primarily of institutions either not ensuring that their data are complete or using various defaults such as “unknown”, “not applicable”, or “delete” to avoid validation errors being generated by VALPAC.

 

A further problem being experienced is with the first and middle names of students being concatenated into a single column. Institutions must comply with the requirement that the first name be placed in the column for element 067 and the middle name in the separate column for element 068.

 

Because the correction by the Department of institutional errors is time-consuming and costly, the Department gives notice that it will refer back to institutions HEMIS files which contain large numbers of either incomplete elements or default indicators such as “unknown” etc. No files referred back will be accepted for funding and other purposes until the Department is satisfied that all data elements have been completed to a standard acceptable to the NLRD.

 

12         CHANGE OF INSTITUTIONAL CODE NUMBERS FOR 2005 DATA SUBMISSIONS

 

Institutions are asked to note that institutional codes in HEMIS will change in 2005 when the current restructuring and incorporation processes will have been completed. The codes in the table should be used for all HEMIS submissions based on 2005 data.

 

Code

INSTITUTION

H01

     Cape Peninsula University of Technology

H02

     University of Cape Town

H03

     Central University of Technology, Free State

H04

     Durban Institute of Technology

H05

     University of Fort Hare

H06

     University of the Free State

H07

     University of Johannesburg

H08

     University of KwaZulu-Natal

H09

     University of Limpopo

H10

     Nelson Mandela Metropolitan University

H11

     North West University

H12

     University of Pretoria

H13

     Rhodes University

H14

     University of South Africa

H15

     University of Stellenbosch

H16

     Tshwane University of Technology

H17

     University of Venda

H18

     Vaal University of Technology

H19

     Walter Sisulu University for Technology and Science, Eastern Cape

H20

     University of Western Cape

H21

     University of Witwatersrand

H22

     University of Zululand

H25

Mangosuthu Technikon