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(Q)    CIRCULARS

 

Version: 10 October 2006

 

DEPARTMENT OF EDUCATION

 

HIGHER EDUCATION MANAGEMENT INFORMATION SYSTEM

 

CIRCULAR 6:   October  2006

 

1.  Reporting of foundation programme students

2.  New qualification code for three yr Professional First Bachelors degrees

3.  Reporting of student outputs in second HEMIS submission

4.  Further consideration of the definition of “active student”

5.  Course census day files

6.  Use of year n graduates for calculating course credit values

7.  Reporting of NSFAS status and SA ID numbers

8.  Audit guidelines – registration forms

9.  New elements 074, 075, 076 and 077

 

 

1          REPORTING OF STUDENTS FOR FOUNDATIONAL PROVISION

 

The document on Foundation provision (Funding for Foundational Provision in formally approved programmes 2007/8 to 2009/10) refers:

 

1.1     Any person enrolled in an extended curriculum programme for foundation funding purposes must be reported in HEMIS as a student only if he/she satisfies these conditions:

 

·         He/she must be in possession of either a senior certificate with endorsement or certificate of exemption, or a senior certificate without endorsement, or be admitted at Senate’s discretion.

 

·         He/she must be registered for the relevant Ministerially approved undergraduate qualification.  Their primary registration must not be that of “occasional” or “non-degree” students or of “bridging programme” students.

 

·         He/she must have been active in that course on and before the census day prescribed by the institution.

 

1.2        An extended curriculum programme must be one of the Institution’s formal (i.e. Ministerially approved) undergraduate programmes in which substantial foundational provision, which is additional to the coursework prescribed for the regular curriculum, is incorporated.  Even though an extended curriculum programme requires additional provision and study time, the total of the HEMIS credit values assigned to the extended programme must not exceed the Ministerially approved credit total for the relevant regular programme.

 

2           NEW CODE FOR THREE YEAR PROFESSIONAL FIRST BACHELORS DEGREES

 

From 2006 all Professional First Bachelors degrees with an approved total time of  three years must be coded 33 for Element 005 (Qualification Type).  This is to ensure that the correct weighting is generated for these qualifications in the teaching outputs of the new funding formula. The revised as well as the old list of codes for element 005 is attached.

 

3          REPORTING OF STUDENT OUTPUTS IN SECOND HEMIS SUBMISSION

 

Circular 5 states:

 

“The Department gives notice that it will require institutions to submit, from the 2006 reporting year, full output data in their second submissions (in this case March 2007), and that funding sanctions will be imposed on those institutions who do not comply with this directive.”

 

The Department is still not able to produce a full picture of the student outputs of the system for any year until September of the following year. This is not satisfactory, as far as national planning and funding analyses are concerned.  The DoE will however not impose funding sanctions but has instead decided to extend the submission date for the 2nd student submission to the 30th April unless otherwise stated in the letter “SUBMISSION DATES FOR INFORMATION REQUIRED FOR THE YEAR XXXX IN TERMS OF THE HIGHER EDUCATION ACT” which is sent to all Vice Chancellors at the beginning of each.

 

4          FURTHER CONSIDERATION OF DEFINITION OF “ACTIVE STUDENT”

 

4.1        The current directives can be summed up in this way:

 

A student may be left on the census day file of a course only if the institution has evidence that the student was active during the period before census day. The nature of this evidence is left to the discretion of the institution’s external auditor, but could include any one of the following: the student (a) had submitted course assignments, or (b) attended lectures, seminars, tutorials or practicals, or (c) had written class tests, or (d) had raised study queries with an academic staff member, or (d) had made use of a learning center. What would not be acceptable as sole evidence of activity is the writing of the final examinations in a course.

 

4.2        The Department noted in circular 5:

 

·         that the directive must be made stronger, particularly in relation to distance education programmes, and

 

·         that its application should not be left to the discretion of external auditors.

 

·         The Department gives notice to institutions that a new directive, which will take account of quality assurance strategies being developed by the HEQC, is under consideration. The new directive would apply from the 2007 academic year and institutions will be informed accordingly upon Ministerial approval of the new distance education policy.

 

 

 

 

4.3          Proof of Activity

 

4.3.1     The Department has considered the wording in the current directives “…active during the period before census day” and gives notice that it will accept proof activity after the census date provided that the student is registered on census date and the proof of activity is before the final examination and the activity is one of the transactions listed in 4.1 above.  What would not be acceptable as proof of activity is merely some form of administrative process such as a financial transaction, change of address, etc, the activity must be a teaching or learning related activity.

 

5          COURSE CENSUS DAY FILES

 

5.1        The Department of Education is going to change the determination of the census date in the light of the accepting proof of activity before and after the census date.

 

5.2        In Circular 5 Institutions were asked to note that the census day file of a course cannot be treated as a “snapshot” which is not subject to later change and amendment. Census day files can and must be amended to take account, for example, of back-dated registrations and back-dated course cancellations.

 

5.3         The HEMIS glossary enables an Institution to determine the course census as follows:

 

The course census date lies within a set period:

 

the start date for the set period is first teaching day for the course plus 1/3 of the number of teaching days in the course, and 

 

the end date for the set period is the first teaching day for the course plus 2/3 of the number of teaching days in the course.

 

5.4        In the light of the decision in 4.3.1 the Department requires that the census date now be determined as the midpoint of the academic period for a course.  The start date for the set period is the first teaching day for the course and the end date the last teaching day before the examination.  The start date for the set period must not be that of the date of registration.

 

6.         USE OF YEAR N GRADUATES FOR CALCULATING CREDIT VALUES

 

The Department is giving notice that as it is compulsory to submit a 3rd submission of student data, institutions may for this submission use the graduates of year n to calculate credit values for non-research courses provided that it will not delay the submission.  Similarly for the calculation of the credit values for research curricula the average for the years n, n-1 and n-2 may be used provided that it will not delay the submission.

 

7.         REPORTING OF NSFAS STATUS AND SA ID NUMBERS.

 

7.1        NSFAS data: Some Institutions are still submitting submissions with incomplete data on the NSFAS status of students.  This information is important for planning purposes and submissions will therefore be returned to the institution for completion.

 

7.2        SA ID numbers:  This information is of critical importance for the cohort studies.  If not reported correctly students will be treated as drop-outs in the cohort studies if they cannot be tracked on their ID numbers.  Additional validations are being built into Valpac to check the validity of the SA ID numbers submitted for a student record.

 

8.         AUDIT GUIDELINES – REGISTRATION FORMS

 

The Department realizes that it is not always possible to keep the hard copies of registration forms due to space constraints.  Notice is therefore being given that the Department will accept for audit purposes proof of registration a scanned electronic version of the signed registration form.  However, the format of this scanned document must be such that alterations and additions are not permissible.

 

9.         NEW ELEMENTS 074, 075, 076 and 077

 

Institutions were requested to report on the abovementioned elements in 2007.  The Department realizes that these elements will need a phased in approach and therefore gives notice that this information will be applicable at this stage only to first time entering undergraduate students coming in from the school or FET system and who are South African citizens.  The validation in Valpac will therefore take this into account. 

 

Praxis computing has been working on lookup tables for the centre (school) number and name and the examination centre for the Valpac and Hemis software.  They have however found that data provided from the EMIS and FET system contains duplicates and additional time will be required to fix these problems.  The Department therefore gives notice that institutions will only be required now to report substantive data in 2008.  These elements therefore will only be tested under the validation rules from 2008.